Compliance Officers
- Financial Services
- Public Service & Safety
- Energy & Natural Resources
- Management & Entrepreneurship
Tasks
What tasks do Compliance Officers perform?
Warn violators of infractions or penalties.
Evaluate applications, records, or documents to gather information about eligibility or liability issues.
Advise licensees or other individuals or groups concerning licensing, permit, or passport regulations.
Prepare reports of activities, evaluations, recommendations, or decisions.
Knowledge
What do Compliance Officers need to know?
Law and Government
Knowledge of laws, legal codes, court procedures, precedents, government regulations, executive orders, agency rules, and the democratic political process.
English Language
Knowledge of the structure and content of the English language including the meaning and spelling of words, and rules of composition and grammar.
Customer and Personal Service
Knowledge of principles and processes for providing customer and personal services. This includes customer needs assessment, meeting quality standards for services, and evaluation of customer satisfaction.
Skills
What skills do Compliance Officers need?
Reading Comprehension
Understanding written sentences and paragraphs in work-related documents.
Speaking
Talking to others to convey information effectively.
Active Listening
Giving full attention to what other people are saying, taking time to understand the points being made, asking questions as appropriate, and not interrupting at inappropriate times.
You might also be interested in…
Umpires, Referees, and Other Sports Officials
$39,956 Median Yearly Income-0.39% Projected Job GrowthCoroners
$78,271 Median Yearly Income+5.47% Projected Job GrowthEqual Opportunity Representatives and Officers
$78,271 Median Yearly Income+5.47% Projected Job GrowthCourt and Municipal Clerks
$47,629 Median Yearly Income+3.27% Projected Job GrowthRegulatory Affairs Specialists
$78,271 Median Yearly Income+5.47% Projected Job Growth
Data on career profiles are based on information supplied by the O*NET Program, sponsored by U.S. Department of Labor, Employment, and Training Administration.