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Compliance Officers

  • Government and Public Administration

Tasks

What tasks do Compliance Officers perform?

  • Warn violators of infractions or penalties.

  • Evaluate applications, records, or documents to gather information about eligibility or liability issues.

  • Advise licensees or other individuals or groups concerning licensing, permit, or passport regulations.

  • Prepare reports of activities, evaluations, recommendations, or decisions.


Knowledge

What do Compliance Officers need to know?

  • Law and Government

    Knowledge of laws, legal codes, court procedures, precedents, government regulations, executive orders, agency rules, and the democratic political process.

  • English Language

    Knowledge of the structure and content of the English language including the meaning and spelling of words, rules of composition, and grammar.

  • Customer and Personal Service

    Knowledge of principles and processes for providing customer and personal services. This includes customer needs assessment, meeting quality standards for services, and evaluation of customer satisfaction.


Skills

What skills do Compliance Officers need?

  • Active Listening

    Giving full attention to what other people are saying, taking time to understand the points being made, asking questions as appropriate, and not interrupting at inappropriate times.

  • Reading Comprehension

    Understanding written sentences and paragraphs in work-related documents.

  • Speaking

    Talking to others to convey information effectively.



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Data on career profiles are based on information supplied by the O*NET Program, sponsored by U.S. Department of Labor, Employment, and Training Administration.